PTSD and fright disorders: rethinking trauma from an ethnopsychiatric perspective [1] | ||||
Tobie
Nathan [2] , PhD |
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Catherine
Grandsard [3], PhD |
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Introduction: trauma and therapy |
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Though the notion of trauma and its present day version of Posttraumatic
Stress Disorder (PTSD) allows for wide comparative studies, by standardizing
experiences ranging from, for instance, the allergic reaction of a Peruvian
farmer to the painful depression of an American soldier home from the
front, it proves to be a dull and difficult concept to use for the therapist
intent on treating patients. In fact, even in its current rendition, trauma
is an exception in modern day psychopathology. It is one of the few disorders
which |
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hasn’t been
amended by scientific discoveries, neither in terms of comprehending its
mechanisms, nor in terms of developing successful treatments. This is
not the case of most other diagnostic entities. For example, original
psychoanalytic classifications and descriptions of the different neuroses
have, over time, been completely revised and broken down into different
categories and sub-categories (anxiety disorders, dissociative disorders,
mood disorders, etc.), most of which may be successfully treated, or at
least alleviated, by medication. Indeed, as a consequence of the discoveries
of new and multiple approaches to psychopathology (pharmacological, behavioral-cognitive,
genetic, etc…), 19th century categories of mental disorders have
for the most part been diffracted into new, more relevant ones. Yet this
is not the case of trauma, which remains largely unchanged as a clinical
entity since the late 1800’s and early 1900’s, despite the
fact that it is now classified as an anxiety disorder. Nevertheless, for
this type of disorder, psychotropic medication appears to be of limited
help[4] and psychotherapeutic approaches
are oftentimes rather unsophisticated, frequently inspired by concepts
from the past such as catharsis — even under the modern form of
debriefing — which requires the patient to retell the traumatic
event in order to relive it and thereby reprocess it both emotionally
and cognitively. We must admit our skepticism regarding this type of method,
substantiated in recent years by several publications[5].
In point of fact, according to our own clinical experience with trauma
victims, memory activation is in most cases useless and sometimes even
harmful, as it reactivates the pain and fright, in effect producing a
new trauma. Indeed, as Georges Devereux had already noted in 1966[6],
where trauma is concerned, there is no mithridatic or habituation process.
On the contrary, trauma includes a cumulative, potentiating effect which
explains the fact that symptoms may sometimes be kindled by a very minor
event long after the initial trauma. This point will be further discussed
later on in this paper. |
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Turning back to trauma as a psychopathological category, interestingly, it is the only mental disorder for which an external cause is clearly identified in the form of a specific type of event experienced directly or simply witnessed by the patient[7] . However, as such, it poses a methodological challenge to psychopathology research and theory. Indeed, the challenge is to develop a model which successfully conceptualizes the traumatic event, offering a specific handling of the event itself. Yet most models and interventions focus exclusively on individual characteristics of the trauma victim, his or her psyche, biology or cognitive processes (e.g. debriefing, EMDR, BCT, etc…) thereby excluding the causal, external event and its treatment. Moving beyond the ongoing contoversies pertaining to the relevance and effectiveness — or lack thereof — of the most popular present day approaches to trauma[8], the central question of the event or events at the root of any traumatic disorder remains, in our view, the most crucial key to understanding trauma and treating its consequences. The following clinical example will illustrate our point.
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Clinical observation | ||||
In
2000, one of us [9] travelled to Kosovo
with several staff members of our ethnopsychiatry team to give a training
seminar on the treatment of psychic trauma caused by war. On this occasion,
a young Albanian speaking Kosovar woman of about 20 years of age, suffering
from alarming symptoms, was introduced to us. She had been pratically
unable to sleep for ten months, wore a fixed hagard expression on her
face, and pleaded for |
Catherine Grandsard & Tobie Nathan |
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medication which would finally enable her to
sleep. Over and over, she had repeated the same story: three paramilitary
Serbs had come to her village. She had been told many times how the
Serbs would kill men and rape women and when she saw the three men,
she ran away in terror. The men ran after her and caught up with her
inside a barn. There she was, faced by three men in battle fatigues,
their frightening faces smeared with black. One of them waived his hand
at the young woman and said “You, come over here…”
At that moment, she fainted. How long she had remained unconscious,
she didn’t know. What had happened during that time? Had she been
sexually abused? She couldn’t really say… Was it because
she was ashamed or had she truly forgotten? She preferred to think the
men had left her there and gone away. But ever since that day, as soon
as she fell asleep, she would see those same three frightening men approaching
her and wake up with a start, drenched in sweat. Those first scary minutes
of sleep were then followed by a long night of insomnia. The clinicians
who treated her were all convinced that during those moments she relived
the scene where she had fainted. Yet, when we set out to explore in
detail exactly what she experienced during what she referred to as her
nightmare — a violent constriction of the throat, suffocation,
burning sensations on her neck — she gradually described what
she in fact perceived. It wasn’t the paramilitary troops but a
strange sort of bird, coming down from the sky, latching on to her neck
and causing her to awaken with a start…
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The nature of traumatic events | ||||
In terms of etiology, practitioners often note two fundamental emotions in relation to a trauma: fright and experiencing death. In fact, both characteristics are included in the very definition of the traumatic event in the DSM-IV [10]. Thus, a traumatized person is first and foremost someone who has been frightened. Apparently, the reason a new word was created in the field of psychopathology is because the common use of the terms fear or fright had gradually lost their physical connotations. Indeed, the emotional turmoil brought on in a moment of great fright associates sudden and unexpected fear, a physical startle response, an abrupt change in equilibrium, followed by tachycardia and a physical sensation of heaviness in the stomach or chest. The impression, when a frightened person manages to describe the experience, is both one of loss, as if her breath had suddenly been taken from her, and the feeling of an invasion, as though a foreign entity had penetrated by surprise inside her system. And, just as in the Kosovar example given above, such powerful fear is provoked when a person is faced with the experience of her own death. Not merely the fear of dying, but the actual living of one’s death, of an instant where one knows one is dying or sees oneself dead.
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Clinical observation | ||||
Catherine Grandsard & Tobie Nathan |
He
stands on a high scaffolding in a Parisian suburb, tightening the bolts
in a metal sheet held in place by four screws, as he has done many times.
The first two are easy but when he goes to tighten the third one, his
wrench slips on the bolt. He feels himself falling backwards. He lands
on his back after a fall from a height of ten meters. His head and lower
back strike the ground first. He feels the strap of his helmet give way
and loses consciousness. He awakens on a stretcher. Men clad in white
stand around him. He realizes he is in Paradise, in |
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the Muslim Paradise where the dead wear long
white gowns. He is X-rayed and tested: aside from several bruises, he
presents no alarming symptoms, no broken bones or hurt organs. A week
later, he is discharged from the hospital. Ever since, he suffers without
respite from splitting headaches, dizziness, nausea, whisling in the
ears, lower back pain, visual disorders and insomnia. Three years later,
the traumatic pathology which developed in the wake of his encouter
with his own death is still acute [11].
Many clinicians have
encountered similar cases. Faced with the endless repetition of the
same narrative, of the same traumatic scene, what can be done? The only
way a therapist can possibly stand such a feeling of helplessness for
weeks, months and sometimes years on end — a reflection of the
patient’s experience of his own death — is by asking the
question “why?”. Why him? Why then, on that day? Because
of whom? By doing so, he or she is once more bound to witness the appearance
of beings. For instance, so and so had made love to his wife, and later
stored the towel stained with semen under the couple’s mattress,
before going to work. That evening, his wife had asked him if he had
seen the towel. He told her it was stored in the usual place, but she
couldn’t find it. Later, he had forgotten about the incident.
A week after, he had had the accident. As it turns out, his sister in
law, his wife’s brother’s wife, who lives in the same building,
had come over that day to borrow sugar. While her sister in law was
busy with a child, she had crept into the couple’s bedroom and
stolen the towel stashed under the mattress. Later that day, she had
taken it to a sorcerer who had buried it in a cemetery… The point
was to harm the couple most certainly out of spite or jealousy. This
was in fact what had happened to the Algerian immigrant worker who fell
from the scaffolding mentioned above. Now, there is only one way to
recover the towel in such a case: the man must turn to a healer, a master
of the spirits, for him to send one of his helper Djinns [12]
out into the night to retrieve the missing object and thereby save the
man from certain death.
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Fright | ||||
In
French, the word frayeur, which comes from the latin fragor (loud noise)
refers to a strong emotion, a great fear; it is associated with the notions
of surprise (a frayeur is always unexpected) and of physical start (panting,
tachycardia, breathlessness). To experience a frayeur is both to be surprised
while experiencing intense fear and to jump in fear. The word effroi refers
to an even more intense experience of fright which seizes and sometimes
even petrifies a person. |
Catherine Grandsard et Tobie Nathan |
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Up until the 19th century, it was still a common idea in France that the mere encounter with an epileptic or with a person suffering from tics was enough to transmit to the onlooker, through fright, the same being, spirit or demon which afflicted the person. “Never look at an epileptic having a seizure because you might catch the devil”, was a common saying. But if a human being can be taken over by a being from another world, it is because his own being, his “self” — or maybe one should say his “soul” — has fled under the shock of fear.
In Wolof, sama feet na — which is usually translated as “I’m
frightened”— literally means “his or her ‘soul’
(feet = ‘soul’, life principle) has fled or taken leave
of his or her body”.
In Bambara, diatiggé (from dia = ‘shadow’ and by association ‘soul’, ‘psyche’ and tiggé = ‘cut’), specifically refers to nightly terror caused by the encounter with a supernatural being such as a spirit (djinna), a sorcerer (subkha) or the soul of a dead person. As in Wolof, the word which expresses the concept of fright means “the soul is cut, or separated from the body of the person”. By extension, diatiggé also refers to the psychic disorders caused by fright, in particular agitation or brief psychotic episodes. In Arabic, two words can be used to refer to fright. One of them, sar’; though very widespread is rather literary. It is derived from a root which means “to spill”, lose one’s original shape or even lose any kind of shape. The other word, khal’a, more commonly used in the Arabic dialects of the Maghreb, is directly derived from the verb meaning “to uproot”, to extract violently. The first word, sar’, was largely used in Medieval Arabic medicine and, after a series of metonymies, came to refer to disorders including chaotic physical agitation which modern authors identify as epilepsy or hysteria but which are closer to what anthropologists and ethnopsychiatrists describe as possession disorders [14]. Once more, then, we are in the presence of a word which refers to both fright and to the etiology of a disorder caused by the occupation of the inner world of a human being by another, non human, being. As for the word khal’a, which can be translated as “uprooted soul”; it is very similar to other traditional etiologies and, as in Bambara or Wolof, is used to describe chaotic pathologies ranging from pediatric autism to psychomotor agitation syndromes and including the entire scope of defensive reactions to the environment such as mutism, echolalia, echopraxia and coprolalia. In Spanish and Portuguese, susto, or “start”, also means fright and refers — in Spain, Portugal but also in Latin America — to a depressive type disorder the etiology of which is once again an encounter with a being from another world who chases the victim’s soul from his or her body in order to take its place. In Peru, among the Quechua people, the symptoms of susto include the gradual weakening of physical strength, isolation behavior, anorexia and insomnia. According to the Quechua, the disorder, which is common even in big cities, is caused by the capture of the victim’s soul by the Earth or by one of its representative deities [15] . The Hakka Chinese of Tahiti interpret a series of symptoms as the result of a frightening experience (hak tao) which has separated the person (often a child) from his double (t’ung ngiang tsai) which can therefore no longer reach its original location. The healer must do everything in his or her power to retrieve it, through persuasion, promises, tricks, intimidation or threats [16]. In Kirundi, the language spoken in Burundi, the same root, kanga, is found in a series of words related to the notion of fright. Sylvestre Barancira explains the following [17] :
Thus, in Burundi, like in many cultures around the world, the language itself contains the theory of fright with which we are becoming familiar: fright shatters the person’s self and thereby allows the entrance of an invisible non human being. The pathology which ensues — referred to as trauma, traumatic neurosis or PTSD in our own psychiatry — is nothing other than the manifestation of the invisible being inside the person. The therapy should then consist in expelling this being or, at the very least, in taming it.
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Clinical narrative | ||||
Catherine Grandsard |
We will turn now to a case where fright indeed caused an invisible being
to enter a person albeit one which is both socially acceptable and even
valued, at least in the cultural context in question. A brief historical
reminder will prove useful in understanding the story. Since the late 1950’s, Rwanda and Burundi — both of which acquired their independence in 1962 — have been plagued by political instability marked by the assassination of presidents, military putsches and episodic massacres [18]. In the 1990’s, such |
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massacres reached the scale of genocides. Among them, the 1994 events in Rwanda remain by far the most ghastly and incomprehensible. They were triggered in the early morning of April 6, 1994 by the shooting down by ground to air missiles of the airplane carrying the president of the country as it was preparing to land at the Kigali airport, the country’s capital. The Presidential Guard and the Interahamwe, a Hutu militia under the government’s command, immediately took over and set out to carry out a plan to physically eliminate every single Tutsi living in Rwanda. Within a few weeks, the country had literally become a blood bath, river waters turning red with th blood of countless bodies, corpses by the tens of thousands littering the roads. Four months later, one eighth of the country’s population had been brutally murdered by organized mobs wielding machetes, clubs, billhooks, and less often, guns [19].
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Six months earlier, similar events — though on a smaller scale —
had taken place in Burundi, a country largely made up of the same populations
as Rwanda. In October 1993, following the assassination of the first Hutu
president, at least three hundred thousand people had been massacred in
retaliation, using similar non industrial means.
After the 1994 killings in Rwanda, the United Nations declared that Rwanda had been the site of a genocide perpetrated by the Hutu against the Tutsi, a genocide which took the lives of between eight hundred thousand and one million people. The institutional recognition of the genocide led to the creation by the Security Council of an international criminal tribunal for Rwanda (ICTR) based in Arusha, Tanzania. As for the killings in Burundi, they have yet to receive an international status. Meanwhile, noone has been judged or even accused by the extremely weak Burundian court system. Moreover, in order to downplay daily strife, amnesties have been repeatedly granted by different governments. The following account was collected in November 2003, in the context of a training session on the psychological treatment of victims of mass trauma organized at the University of Bujumbura (Burundi) [20]. The speaker is the young man himself, whose name we have changed to Jean-Chrysostome.
We were a group of people in the room specially set up for consultations at the University of Budjumbura. Among the young psychologists, several had lived through the same events but none had been so close to death. Everyone listened closely to Jean-Chrysostome’s story. When someone asked him where he had found the strength to resist, he answered that God had entered him, at the moment of the most intense fright, God who had manifested Himself in the ladder dream and given him the strength to climb out from the latrine. Since then, Jean-Chrysostome, both clinical psychologist and pastor in an Evangelical church, prays and heals, guided by the same being who appeared to him during those twenty four hours spent at the bottom of the latrine…
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The cumulative process of trauma | ||||
Tobie Nathan et Catherine Grandsard |
In
the three clinical examples provided so far, the traumatic event, through
the process of fright described above, caused the victim to come into
contact with another, hidden, world. In all three cases, this second,
hidden world, was culturally available to the person, even though he or
she had paid little attention to it in his or her daily life. In the first
example, up until the traumatic event, the world of Strigas had had no
direct relevance to the young woman, who had probably heard of these terrifying
beings in stories and legends and had never thought she would personnally
had anything to do with them. Yet her encounter with the threatening Serbs
all at once put her in intimate contact with this hidden world, henceforth
forcing her — as well as her therapists — to acknowledge its
existence and contend with it. Similarly, as long as the Algerian immigrant
worker had been more or less smoothly carrying out his daily routine in
France, building a life for himself and his family there, he had little
reason to think or care about witchcraft or about the Djinns. |
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Here again, the fright caused by the accident, the experience of waking up in the world of the dead, changed that. His posttraumatic symptomatology was alleviated only once the other world characteristic of his culture of origin had been recognized and he received proper expert treatment within the framework of that other, hidden world. In both these examples, as in many such cases, the traumatic event put the victims in contact with the hidden world within their respective cultural contexts. In terms of therapy, the first step towards curing this type of patient is to give credit to the non human, invisible beings recognized and described as such by the patient’s cultural tradition. In our experience, a single session is often enough to obtain significant improvement.
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Though similar to the first two, Jean-Chrysostome’s case, on the other hand, is slightly different. Following his traumatic experience, Jean-Chrysostome did not develop posttraumatic symptoms as did our first two examples. Quite the opposite, as a matter of fact, since after living through his own death and resuscitation, Jean-Chrysostome took on the responsibilities of a public figure, both a healer and a religious leader. In his case, rather than putting him in contact with traditional invisible beings of his cultural world, extreme fright, experiencing death and coming back to life, forced him to contend with forces which are presently taking over Burundi, and to actively participate in the construction of a new social reality. In effect, Christian churches of all imaginable denominations, as well as cults of Christian inspiration are rampant throughout Central Africa and are currently becoming the leading political forces in the region. Incidently, Jean-Chrysostome’s experience suggests the ways in which the traumatic process can be — and very often is — deliberately used as a political tool to bring about radical transformation and set up a new world. Though in his case he was destined to die by his agressors — the very fact that he survived is living proof that Jesus is indeed his personal Saviour -—, his subsequent transformation or transfiguration nevertheless clearly demonstrates how orchestrating someone’s death and rebirth through the use of fright can be a powerful psychological and political tool allowing for a complete and irreversible transformation of the person. Indeed, for this very reason, trauma is a tool well known to traditional cultures as shown by the structure of numerous initiation rites around the world [21]. For the same reason, it is also a tool more and more frequently put to use by present day radical political and religious groups. The transforming power of trauma pertains to the cumulative aspect of the traumatic process. If we accept the idea suggested by cultural fright etiologies that extreme fright shatters the person, thereby putting him in contact with beings from another, unknown world, then the primary effect of trauma is a breakdown of the person’s former, habitual world. In it’s place, as we have seen, a new, hidden world is revealed. Yet, if and when this process is repeated several times, the culturally accepted hidden or unknown world and beings, revealed by the initial traumatic event, will in turn be shattered, putting the victim in contact with beings and worlds previously unknown not only to him or her but to mankind. This indeed explains the isolating effect of cumulative trauma, the victim, gradually becoming the only person on Earth to know of hidden worlds which noone else can see or perceive. Thus, with each new traumatic event, the person’s usual, everyday world loses meaning until it has become totally senseless and empty, obligating the victim — and also his or her therapists — to construct a “neo-world” in which the succession of events and their implications make some sort of sense. The following account written by an Auschwitz survivor is both a chilling and articulate description of this process [22]. At the time of the excerpted incident, the author has been in Auschwitz for some time ; he has run into a man he knew from Paris and followed him to his block hoping to get some extra soup.
Trauma, then, is a process whereby something happens not just to the person but to the world itself, thereby rendering the victim permeable to new ideas, open to the advent of a new order, in search of new meanings. This is one of the primary dangers of cumulative trauma. Once the person has been “opened up” by successive traumatic events, he or she is vulnerable to all sorts of social, political, religious and or esoteric forces and ideas, sometimes simultaneously, sometimes experimenting one proposition after the other in an endless search for meaning. The work of the therapist, in these cases, is to strive to both identify and construct, together with the patient, the new world heralded by the traumatic events and establish the patient’s place in it. Not a simple task…
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Conclusion: a philosophy of fright | ||||
The concept of fright as an etiology has disappeared from scientific psychopathology, replaced first by the notion of anxiety (in psychoanalysis) or more recently by the idea of a biochemical imbalance of certain substances in the brain such as serotonin or dopamine (pharmacological psychiatry). Yet most traditional cultures continue to turn to it with proven therapeutic success. In effect, interpretations based on the notion of anxiety produce a lone subject with enduring psychic pain. Whereas the concept of fright compels clinicians to conceptualize otherness, |
Tobie Nathan et Catherine Grandsard |
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true otherness, not our fellow “others”
who are in fact identical, but “others from another world”,
whose mere encounter causes a breach in our psyches, whose mere presence
petrifies us! Taken a step further, cumulative fright compels the therapist
to construct a new world for his or her traumatized patient.
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Reference List | ||||
African Rights. Not
So Innocent: When Women Become Killers. London: African Rights, 1995.
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Notes | ||||
[1].
Paper presented at the Third International Trauma Research Net Conference,
Trauma-Stigma and Distinction: Social Ambivalences in the Face of Extreme
Suffering, St Moritz, 14-17 September 2006.
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mis à jour le mercredi, 25 mai, 2011 12:24 | ||||